Internal Audit Manager
In this role you will be a leader of Fiserv's Corporate Audit Services (CAS) Department, an international team covering a wide range and scope of audit activities in the highly regulated payments and card industry. As an Audit Manager, you will assist the CAS Department in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of Fiserv's governance, risk management and internal control environment by performing independent evaluations of the adequacy and effectiveness of Fiserv's operations. You will be assigned to a variety of audits including operational, compliance or IT focused under a variety of financial or info-security/cybersecurity regulations both in the US and internationally. Job Responsibilities o Appropriately plan and execute each audit in accordance with the department's policies and procedures. This includes prioritizing work areas, monitoring progress and providing a timely review to meet audit objectives within the scheduled time frame. o Present findings and develop high quality reports for Senior Management. o Assess risk for operational, financial, compliance and technology areas and assist in the development of audit plan. o Coach/mentor/develop team members to perform at a higher level by giving opportunities, providing timely continuous feedback, and by communicating expectations. Work to strengthen staff communication, time management, decision making, organization, and analytical skills. o Build positive working relationships with all team members and clients by conducting self professionally, keeping management informed of audit progress, responding timely to management inquiries, and understanding business processes and objectives. o Keep informed of the latest audit techniques, standards and best practices through participation in professional organizations and maintaining continuing professional education requirements. o Lead multiple audits simultaneously from planning to findings resolution, effectively delegate tasks, mentor others, participate in department meetings and initiatives, manage client relationships, and possess situational awareness. o Continually reassess scope of auditable entities and control environments (do not just use last year's material), recommend and drive departmental changes, and lead strategic initiatives. o Understand the business to scope high quality audits, understand the audit universe and how it relates to other audits in the plan, keep abreast of current policies and business changes, demonstrate subject matter and business level experience, assess final risk decisions, and engage in business projects. o Monitor budgets, ensure compliance with audit methodology, review findings with clients up to VP/SVP level process owners, manage staff, drive ongoing risk assessment activities, review workpapers and issues, ensure all documentation is updated and of high quality, and write auditreports. o Possess project management skills, maximize use of audit tools, develop talent, review documentation for quality and delivery readiness, and maintain certifications. o Work with the Senior Auditor and the Audit Lead to oversee timely preparation for all planning activities and deliverables:
Announcement Letter, Planning Memo, Planning RACM, Client Requested Items, and internal and external opening meetings o Oversee walkthrough completion and review workpapers; working with the applicable team member to write up any control design-related exception o Complete, review and obtain approval for the final RACM after walkthroughs have been completed. o Oversee tests of effectiveness testing procedures development, completion and workpaper review; working with the applicable team member to write up and related exceptions. o Provide real-team coaching to members of the team to further develop their audit skills. o Socialize exceptions with the CAS leaders and Management to disposition and identify ownership Basic Qualifications For Consideration o Bachelor's degree with an emphasis in finance, accounting, information technology, or equivalent degree or experience in these fields o 7
years' experience in Internal auditing, regulatory compliance, risk management, internal controls, public accounting, or information security, preferably in a financial services or payments industry environment o 6-10 experience of equivalent combination of educational background, related experience, and/or military experience Preferred Skills, Experience, and Education:
o Knowledgeable in risk assessment methodologies, control activities, control monitoring, control evaluations and measurement of control effectiveness in accordance with regulatory compliance requirements such as corporate governance, consumer protection, AML/CTF and Financial Crimes, data protection/data privacy, ethics or conduct risk o Area of responsibility will include operational and compliance risk. Understanding of compliance topics related to, corporate governance, consumer protection, AML/OFAC, network transactions rules, or pre-paid operations strongly preferred. o Knowledge of the International Standards for the Professional Practice of Internal Auditing (Standards) and the latest audit techniques. o Knowledge of general computing controls (ITGCs) Travel required:
Up to 30% This role is not eligible to be performed in Colorado
Salary Range:
$100K -- $150K
Minimum Qualification
Auditing & Compliance, AccountingEstimated Salary: $20 to $28 per hour based on qualifications.
Announcement Letter, Planning Memo, Planning RACM, Client Requested Items, and internal and external opening meetings o Oversee walkthrough completion and review workpapers; working with the applicable team member to write up any control design-related exception o Complete, review and obtain approval for the final RACM after walkthroughs have been completed. o Oversee tests of effectiveness testing procedures development, completion and workpaper review; working with the applicable team member to write up and related exceptions. o Provide real-team coaching to members of the team to further develop their audit skills. o Socialize exceptions with the CAS leaders and Management to disposition and identify ownership Basic Qualifications For Consideration o Bachelor's degree with an emphasis in finance, accounting, information technology, or equivalent degree or experience in these fields o 7
years' experience in Internal auditing, regulatory compliance, risk management, internal controls, public accounting, or information security, preferably in a financial services or payments industry environment o 6-10 experience of equivalent combination of educational background, related experience, and/or military experience Preferred Skills, Experience, and Education:
o Knowledgeable in risk assessment methodologies, control activities, control monitoring, control evaluations and measurement of control effectiveness in accordance with regulatory compliance requirements such as corporate governance, consumer protection, AML/CTF and Financial Crimes, data protection/data privacy, ethics or conduct risk o Area of responsibility will include operational and compliance risk. Understanding of compliance topics related to, corporate governance, consumer protection, AML/OFAC, network transactions rules, or pre-paid operations strongly preferred. o Knowledge of the International Standards for the Professional Practice of Internal Auditing (Standards) and the latest audit techniques. o Knowledge of general computing controls (ITGCs) Travel required:
Up to 30% This role is not eligible to be performed in Colorado
Salary Range:
$100K -- $150K
Minimum Qualification
Auditing & Compliance, AccountingEstimated Salary: $20 to $28 per hour based on qualifications.
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